III.

The abeyance, not to say the desuetude, that the novella fell into for several centuries is very curious, and fully as remarkable as the modern rise of the short story. It began to prevail in the dramatic form, for a play is a short story put on the stage; it may have satisfied in that form the early love of it, and it has continued to please in that form; but in its original shape it quite vanished, unless we consider the little studies and sketches and allegories of the Spectator and Tatler and Idler and Rambler and their imitations on the Continent as guises of the novella. The germ of the modern short story may have survived in these, or in the metrical form of the novella which appeared in Chaucer and never wholly disappeared. With Crabbe the novella became as distinctly the short story as it has become in the hands of Miss Wilkins.

But it was not till our time that its great merit as a form was felt, for until our time so great work was never done with it. I remind myself of Boccaccio, and of the Arabian Nights, without the wish to hedge from my bold stand. They are all elemental; compared with some finer modern work which deepens inward immeasurably, they are all of their superficial limits. They amuse, but they do not hold, the mind and stamp it with large and profound impressions.

An Occidental cannot judge the literary quality of the Eastern tales; but I will own my suspicion that the perfection of the Italian work is philological rather than artistic, while the web woven by Mr. James or Miss Jewett, by Kielland or Bjornson, by Maupa.s.sant, by Palacio Valdes, by Giovanni Verga, by Tourguenief, in one of those little frames seems to me of an exquisite color and texture and of an entire literary preciousness, not only as regards the diction, but as regards those more intangible graces of form, those virtues of truth and reality, and those lasting significances which distinguish the masterpiece.

The novella has in fact been carried so far in the short story that it might be asked whether it had not left the novel behind, as to perfection of form; though one might not like to affirm this. Yet there have been but few modern fictions of the novel"s dimensions which have the beauty of form many a novella embodies. Is this because it is easier to give form in the small than in the large, or only because it is easier to hide formlessness? It is easier to give form in the novella than in the novel, because the design of less scope can be more definite, and because the persons and facts are fewer, and each can be more carefully treated.

But, on the other hand, the slightest error in execution shows more in the small than in the large, and a fault of conception is more evident.

The novella must be clearly imagined, above all things, for there is no room in it for those felicities of characterization or comment by which the artist of faltering design saves himself in the novel.

IV.

The question as to where the short story distinguishes itself from the anecdote is of the same nature as that which concerns the bound set between it and the novel. In both cases the difference of the novella is in the motive, or the origination. The anecdote is too palpably simple and single to be regarded as a novella, though there is now and then a novella like The Father, by Bjornson, which is of the actual brevity of the anecdote, but which, when released in the reader"s consciousness, expands to dramatic dimensions impossible to the anecdote. Many anecdotes have come down from antiquity, but not, I believe, one short story, at least in prose; and the Italians, if they did not invent the story, gave us something most sensibly distinguishable from the cla.s.sic anecdote in the novella. The anecdote offers an ill.u.s.tration of character, or records a moment of action; the novella embodies a drama and develops a type.

It is not quite so clear as to when and where a piece of fiction ceases to be a novella and becomes a novel. The frontiers are so vague that one is obliged to recognize a middle species, or rather a middle magnitude, which paradoxically, but necessarily enough, we call the novelette.

First we have the short story, or novella, then we have the long story, or novel, and between these we have the novelette, which is in name a smaller than the short story, though it is in point of fact two or three times longer than a short story. We may realize them physically if we will adopt the magazine parlance and speak of the novella as a one-number story, of the novel as a serial, and of the novelette as a two-number or a three-number story; if it pa.s.ses the three-number limit it seems to become a novel. As a two-number or three-number story it is the despair of editors and publishers. The interest of so brief a serial will not mount sufficiently to carry strongly over from month to month; when the tale is completed it will not make a book which the Trade (inexorable force!) cares to handle. It is therefore still awaiting its authoritative avatar, which it will be some one"s prosperity and glory to imagine; for in the novelette are possibilities for fiction as yet scarcely divined.

The novelette can have almost as perfect form as the novella. In fact, the novel has form in the measure that it approaches the novelette; and some of the most symmetrical modern novels are scarcely more than novelettes, like Tourguenief"s Dmitri Rudine, or his Smoke, or Spring Floods. The Vicar of Wakefield, the father of the modern novel, is scarcely more than a novelette, and I have sometimes fancied, but no doubt vainly, that the ultimated novel might be of the dimensions of Hamlet. If any one should say there was not room in Hamlet for the character and incident requisite in a novel, I should be ready to answer that there seemed a good deal of both in Hamlet.

But no doubt there are other reasons why the novel should not finally be of the length of Hamlet, and I must not let my enthusiasm for the novelette carry me too far, or, rather, bring me up too short. I am disposed to dwell upon it, I suppose, because it has not yet shared the favor which the novella and the novel have enjoyed, and because until somebody invents a way for it to the public it cannot prosper like the one-number story or the serial. I should like to say as my last word for it here that I believe there are many novels which, if stripped of their padding, would turn out to have been all along merely novelettes in disguise.

It does not follow, however, that there are many novelle which, if they were duly padded, would be found novelettes. In that dim, subjective region where the aesthetic origins present themselves almost with the authority of inspirations there is nothing clearer than the difference between the short-story motive and the long-story motive. One, if one is in that line of work, feels instinctively just the size and carrying power of the given motive. Or, if the reader prefers a different figure, the mind which the seed has been dropped into from Somewhere is mystically aware whether the seed is going to grow up a bush or is going to grow up a tree, if left to itself. Of course, the mind to which the seed is intrusted may play it false, and wilfully dwarf the growth, or force it to unnatural dimensions; but the critical observer will easily detect the fact of such treasons. Almost in the first germinal impulse the inventive mind forefeels the ultimate difference and recognizes the essential simplicity or complexity of the motive. There will be a prophetic subdivision into a variety of motives and a multiplication of characters and incidents and situations; or the original motive will be divined indivisible, and there will be a small group of people immediately interested and controlled by a single, or predominant, fact.

The uninspired may contend that this is bosh, and I own that something might be said for their contention, but upon the whole I think it is gospel.

The right novel is never a congeries of novelle, as might appear to the uninspired. If it indulges even in episodes, it loses in reality and vitality. It is one stock from which its various branches put out, and form it a living growth identical throughout. The right novella is never a novel cropped back from the size of a tree to a bush, or the branch of a tree stuck into the ground and made to serve for a bush. It is another species, destined by the agencies at work in the realm of unconsciousness to be brought into being of its own kind, and not of another.

V.

This was always its case, but in the process of time the short story, while keeping the natural limits of the primal novella (if ever there was one), has shown almost limitless possibilities within them. It has shown itself capable of imparting the effect of every sort of intention, whether of humor or pathos, of tragedy or comedy or broad farce or delicate irony, of character or action. The thing that first made itself known as a little tale, usually salacious, dealing with conventionalized types and conventionalized incidents, has proved itself possibly the most flexible of all the literary forms in its adaptation to the needs of the mind that wishes to utter itself, inventively or constructively, upon some fresh occasion, or wishes briefly to criticise or represent some phase or fact of life.

The riches in this shape of fiction are effectively inestimable, if we consider what has been done in the short story, and is still doing everywhere. The good novels may be easily counted, but the good novelle, since Boccaccio began (if it was he that first began) to make them, cannot be computed. In quant.i.ty they are inexhaustible, and in quality they are wonderfully satisfying. Then, why is it that so very, very few of the most satisfactory of that innumerable mult.i.tude stay by you, as the country people say, in characterization or action? How hard it is to recall a person or a fact out of any of them, out of the most signally good! We seem to be delightfully nourished as we read, but is it, after all, a full meal? We become of a perfect intimacy and a devoted friendship with the men and women in the short stories, but not apparently of a lasting acquaintance. It is a single meeting we have with them, and though we instantly love or hate them dearly, recurrence and repet.i.tion seem necessary to that familiar knowledge in which we hold the personages in a novel.

It is here that the novella, so much more perfect in form, shows its irremediable inferiority to the novel, and somehow to the play, to the very farce, which it may quant.i.tatively excel. We can all recall by name many characters out of comedies and farces; but how many characters out of short stories can we recall? Most persons of the drama give themselves away by name for types, mere figments of allegory, and perhaps oblivion is the penalty that the novella pays for the fineness of its characterizations; but perhaps, also, the dramatic form has greater facilities for repet.i.tion, and so can stamp its persons more indelibly on the imagination than the narrative form in the same small s.p.a.ce. The narrative must give to description what the drama trusts to representation; but this cannot account for the superior permanency of the dramatic types in so great measure as we might at first imagine, for they remain as much in mind from reading as from seeing the plays. It is possible that as the novella becomes more conscious, its persons will become more memorable; but as it is, though we now vividly and with lasting delight remember certain short stories, we scarcely remember by name any of the people in them. I may be risking too much in offering an instance, but who, in even such signal instances as The Revolt of Mother, by Miss Wilkins, or The Dulham Ladies, by Miss Jewett, can recall by name the characters that made them delightful?

VI.

The defect of the novella which we have been acknowledging seems an essential limitation; but perhaps it is not insuperable; and we may yet have short stories which shall supply the delighted imagination with creations of as much immortality as we can reasonably demand. The structural change would not be greater than the moral or material change which has been wrought in it since it began as a yarn, gross and palpable, which the narrator spun out of the coa.r.s.est and often the filthiest stuff, to snare the thick fancy or amuse the lewd leisure of listeners willing as children to have the same persons and the same things over and over again. Now it has not only varied the persons and things, but it has refined and verified them in the direction of the natural and the supernatural, until it is above all other literary forms the vehicle of reality and spirituality. When one thinks of a bit of Mr.

James"s psychology in this form, or a bit of Verga"s or Kielland"s sociology, or a bit of Miss Jewett"s exquisite veracity, one perceives the immense distance which the short story has come on the way to the height it has reached. It serves equally the ideal and the real; that which it is loath to serve is the unreal, so that among the short stories which have recently made reputations for their authors very few are of that peculiar cast which we have no name for but romanticistic. The only distinguished modern writer of romanticistic novelle whom I can think of is Mr. Bret Harte, and he is of a period when romanticism was so imperative as to be almost a condition of fiction. I am never so enamoured of a cause that I will not admit facts that seem to tell against it, and I will allow that this writer of romanticistic short stories has more than any other supplied us with memorable types and characters. We remember Mr. John Oakhurst by name; we remember Kentuck and Tennessee"s Partner, at least by nickname; and we remember their several qualities. These figures, if we cannot quite consent that they are persons, exist in our memories by force of their creator"s imagination, and at the moment I cannot think of any others that do, out of the myriad of American short stories, except Rip Van Winkle out of Irving"s Legend of Sleepy Hollow, and Marjorie Daw out of Mr. Aldrich"s famous little caprice of that t.i.tle, and Mr. James"s Daisy Miller.

It appears to be the fact that those writers who have first distinguished themselves in the novella have seldom written novels of prime order.

Mr. Kipling is an eminent example, but Mr. Kipling has yet a long life before him in which to upset any theory about him, and one can only instance him provisionally. On the other hand, one can be much more confident that the best novelle have been written by the greatest novelists, conspicuously Maupa.s.sant, Verga, Bjornson, Mr. Thomas Hardy, Mr. James, Mr. Cable, Tourguenief, Tolstoy, Valdes, not to name others.

These have, in fact, all done work so good in this form that one is tempted to call it their best work. It is really not their best, but it is work so good that it ought to have equal acceptance with their novels, if that distinguished editor was right who said that short stories sold well when they were good short stories. That they ought to do so is so evident that a devoted reader of them, to whom I was submitting the anomaly the other day, insisted that they did. I could only allege the testimony of publishers and authors to the contrary, and this did not satisfy him.

It does not satisfy me, and I wish that the general reader, with whom the fault lies, could be made to say why, if he likes one short story by itself and four short stories in a magazine, he does not like, or will not have, a dozen short stories in a book. This was the baffling question which I began with and which I find myself forced to end with, after all the light I have thrown upon the subject. I leave it where I found it, but perhaps that is a good deal for a critic to do. If I had left it anywhere else the reader might not feel bound to deal with it practically by reading all the books of short stories he could lay hands on, and either divining why he did not enjoy them, or else forever foregoing his prejudice against them because of his pleasure in them.

End of this Project Gutenberg Etext of Some Anomalies of the Short Story, by William Dean Howells

LITERATURE AND LIFE--Spanish Prisoners of War

by William Dean Howells

SPANISH PRISONERS OF WAR

Certain summers ago our cruisers, the St. Louis and the Harvard, arrived at Portsmouth, New Hampshire, with sixteen or seventeen hundred Spanish prisoners from Santiago de Cuba. They were partly soldiers of the land forces picked up by our troops in the fights before the city, but by far the greater part were sailors and marines from Cervera"s ill-fated fleet.

I have not much stomach for war, but the poetry of the fact I have stated made a very potent appeal to me on my literary side, and I did not hold out against it longer than to let the St. Louis get away with Cervera to Annapolis, when only her less dignified captives remained with those of the Harvard to feed either the vainglory or the pensive curiosity of the spectator. Then I went over from our summer colony to Kittery Point, and got a boat, and sailed out to have a look at these subordinate enemies in the first hours of their imprisonment.

I.

It was an afternoon of the brilliancy known only to an afternoon of the American summer, and the water of the swift Piscataqua River glittered in the sun with a really incomparable brilliancy. But nothing could light up the great monster of a ship, painted the dismal lead-color which our White Squadrons put on with the outbreak of the war, and she lay sullen in the stream with a look of ponderous repose, to which the activities of the coaling-barges at her side, and of the sailors washing her decks, seemed quite unrelated. A long gun forward and a long gun aft threatened the fleet of launches, tugs, dories, and cat-boats which fluttered about her, but the Harvard looked tired and bored, and seemed as if asleep.

She had, in fact, finished her mission. The captives whom death had released had been carried out and sunk in the sea; those who survived to a further imprisonment had all been taken to the pretty island a mile farther up in the river, where the tide rushes back and forth through the Narrows like a torrent. Its defiant rapidity has won it there the graphic name of Pull-and-be-d.a.m.ned; and we could only hope to reach the island by a series of skilful tacks, which should humor both the wind and the tide, both dead against us. Our boatman, one of those sh.o.r.e New Englanders who are born with a knowledge of sailing, was easily master of the art of this, but it took time, and gave me more than the leisure I wanted for trying to see the sh.o.r.e with the strange eyes of the captives who had just looked upon it. It was beautiful, I had to own, even in my quality of exile and prisoner. The meadows and the orchards came down to the water, or, where the wandering line of the land was broken and lifted in black fronts of rock, they crept to the edge of the cliff and peered over it. A summer hotel stretched its verandas along a lovely level; everywhere in clovery hollows and on breezy knolls were gray old farm- houses and summer cottages-like weather-beaten birds" nests, and like freshly painted marten-boxes; but all of a cold New England neatness which made me homesick for my malodorous Spanish fishing-village, shambling down in stony lanes to the warm tides of my native seas. Here, every place looked as if it had been newly scrubbed with soap and water, and rubbed down with a coa.r.s.e towel, and was of an antipathetic alertness. The sweet, keen breeze made me shiver, and the northern sky, from which my blinding southern sun was blazing, was as hard as sapphire.

I tried to bewilder myself in the ignorance of a Catalonian or Asturian fisherman, and to wonder with his darkened mind why it should all or any of it have been, and why I should have escaped from the iron h.e.l.l in which I had fought no quarrel of my own to fall into the hands of strangers, and to be haled over seas to these alien sh.o.r.es for a captivity of unknown term. But I need not have been at so much pains; the intelligence (I do not wish to boast) of an American author would have sufficed; for if there is anything more grotesque than another in war it is its monstrous inconsequence. If we had a grief with the Spanish government, and if it was so mortal we must do murder for it, we might have sent a joint committee of the House and Senate, and, with the improved means of a.s.sa.s.sination which modern science has put at our command, killed off the Spanish cabinet, and even the queen--mother and the little king. This would have been consequent, logical, and in a sort reasonable; but to butcher and capture a lot of wretched Spanish peasants and fishermen, hapless conscripts to whom personally and nationally we were as so many men in the moon, was that melancholy and humiliating necessity of war which makes it homicide in which there is not even the saving grace of hate, or the excuse of hot blood.

I was able to console myself perhaps a little better for the captivity of the Spaniards than if I had really been one of them, as we drew nearer and nearer their prison isle, and it opened its knotty points and little ravines, overrun with sweet-fern, blueberry-bushes, bay, and low blackberry-vines, and rigidly traversed with a high stockade of yellow pine boards. Six or eight long, low, wooden barracks stretched side by side across the general slope, with the captive officers" quarters, sheathed in weather-proof black paper, at one end of them. About their doors swarmed the common prisoners, spilling out over the steps and on the gra.s.s, where some of them lounged smoking. One operatic figure in a long blanket stalked athwart an open s.p.a.ce; but there was such poverty of drama in the spectacle at the distance we were keeping that we were glad of so much as a shirt-sleeved contractor driving out of the stockade in his buggy. On the heights overlooking the enclosure Gatling guns were posted at three or four points, and every thirty or forty feet sentries met and parted, so indifferent to us, apparently, that we wondered if we might get nearer. We ventured, but at a certain moment a sentry called to us, "Fifty yards off, please!" Our young skipper answered, "All right,"

and as the sentry had a gun on his shoulder which we had every reason to believe was loaded, it was easily our pleasure to retreat to the specified limit. In fact, we came away altogether, after that, so little promise was there of our being able to satisfy our curiosity further.

We came away care fully nursing such impression as we had got of a spec tacle whose historical quality we did our poor best to feel. It related us, after solicitation, to the wars against the Moors, against the Mexicans and Peruvians, against the Dutch; to the Italian campaigns of the Gran Capitan, to the Siege of Florence, to the Sack of Rome, to the wars of the Spanish Succession, and what others. I do not deny that there was a certain aesthetic joy in having the Spanish prisoners there for this effect; we came away duly grateful for what we had seen of them; and we had long duly resigned ourselves to seeing no more, when word was sent to us that our young skipper had got a permit to visit the island, and wished us to go with him.

II.

It was just such another afternoon when we went again, but this time we took the joyous trolley-car, and bounded and pirouetted along as far as the navyyard of Kittery, and there we dismounted and walked among the vast, ghostly ship-sheds, so long empty of ships. The gra.s.s grew in the Kittery navy-yard, but it was all the pleasanter for the gra.s.s, and those pale, silent sheds were far more impressive in their silence than they would have been if resonant with saw and hammer. At several points, an unarmed marine left his leisure somewhere, and lunged across our path with a mute appeal for our permit; but we were nowhere delayed till we came to the office where it had to be countersigned, and after that we had presently crossed a bridge, by shady, rustic ways, and were on the prison island. Here, if possible, the sense of something pastoral deepened; a man driving a file of cows pa.s.sed before us under kindly trees, and the bell which the foremost of these milky mothers wore about her silken throat sent forth its clear, tender note as if from the depth of some gra.s.sy bosk, and instantly witched me away to the woods-pastures which my boyhood knew in southern Ohio. Even when we got to what seemed fortifications they turned out to be the walls of an old reservoir, and bore on their gate a paternal warning that children unaccompanied by adults were not allowed within.

We mounted some stone steps over this portal and were met by a young marine, who left his Gatling gun for a moment to ask for our permit, and then went back satisfied. Then we found ourselves in the presence of a sentry with a rifle on his shoulder, who was rather more exacting.

Still, he only wished to be convinced, and when he had pointed out the headquarters where we were next to go, he let us over his beat. At the headquarters there was another sentry, equally serious, but equally civil, and with the intervention of an orderly our leader saw the officer of the day. He came out of the quarters looking rather blank, for he had learned that his pa.s.s admitted our party to the lines, but not to the stockade, which we might approach, at a certain point of vantage and look over into, but not penetrate. We resigned ourselves, as we must, and made what we could of the nearest prison barrack, whose door overflowed and whose windows swarmed with swarthy captives. Here they were, at such close quarters that their black, eager eyes easily pierced the pockets full of cigarettes which we had brought for them. They looked mostly very young, and there was one smiling rogue at the first window who was obviously prepared to catch anything thrown to him. He caught, in fact, the first box of cigarettes shied over the stockade; the next box flew open, and spilled its precious contents outside the dead-line under the window, where I hope some compa.s.sionate guard gathered them up and gave them to the captives.